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Financial Regulatory Deadlines & News (Jan 02 to Jan 08)

Banking Help Gov’t Employees Impacted By Shutdown


Expanded Examination Cycle for Certain Small Insured Depository Institutions and U.S. Branches and Agencies of Foreign Banks

OCC FDIC FRS | Mortgage Lending | Final Rule

Golden Parachute and Indemnification Payments

FHFA | Mortgage Lending | Final Rule

Disclosure of Order Handling Information

SEC | Broker-Dealer, Securities | Final Rule

Notice of Filing Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule in Conjunction with Relocating the Trading Floor to a New Trading Facility

NYSE | Securities | Agency Update

Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Delete References to the Term "Allied Person" from Exchange Rules

NYSE | Securities | Agency Update

The Top Blockchain Patents of 2018
Law360: Banking 01/07/2019
This year promises to be a significant year for blockchain and cryptocurrency due to advances in the underlying technology and increasing levels of adoption by corporations and large financial institutions…
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Trump argues economy has been stifled by rising interest rates
The Hill: Finance Policy 01/08/2019
President Trump early Tuesday took a swipe at the Federal Reserve, arguing the economy’s performance has been held back by the central bank’s decision to raise interest rates…

DTCC gets Swiss green light for derivatives trade reporting services
Finextra 01/08/2019
The Depository Trust & Clearing Corporation (DTCC), the premier post-trade market infrastructure for the global financial services industry, today announced that it has received regulatory approval from the Swiss Financial Market Supervisory Authority…
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