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Financial Regulatory Deadlines & News (Dec 19 to 25)

2018 Fintech trend predictions from Business Insider Intelligence

Source: Business Insider

Disclosure of Order Handling Information

SEC | Broker-Dealer, Securities | Final Rule

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the NYSE Arca Options Fee Schedule in Conjunction with Relocating the Trading Floor to a New Trading Facility

NYSE | Securities | Agency Update

Notice of Filing and Immediate Effectiveness of Proposed Rule Change of Amendments to Delete References to the Term "Allied Person" from Exchange Rules

CFPB | Mortgage Lending | Final Rule

Manufactured Home Procedural and Enforcement Regulations; Clarifying the Exemption for Manufacture of Recreational Vehicles

HUD | Mortgage Lending | Final Rule

Covered Investment Fund Research Reports

SEC | Broker-Dealer, Securities | Final Rule

Nissan’s Kelly released after month’s detention in Tokyo
Reuters: Top News 12/25/2018
Former Nissan Motor Co Representative Director Greg Kelly was released late on Tuesday after more than a month in detention over financial-misconduct charges, as a Tokyo court rejected prosecutors’ request to hold the American executive…
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Masked youths attack Bangladeshi journalists covering election campaign
Reuters: Top News 12/25/2018
Around two dozen masked youths attacked a group of Bangladeshi reporters with hockey sticks and batons, injuring about 10 of them, when they were resting at a hotel after covering an election rally, the journalists said on Tuesday…
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Indonesia tsunami survivors hold vigil at Christmas mass
Reuters: Top News 12/25/2018
It was a solemn Christmas for the congregation in Indonesia’s Carita, a seaside town left reeling from the tsunami that has killed over 400 people and devastated the western coast of Java, as many churchgoers have fled the area for fear of further disasters…