154 Enforcement Actions in the U.S. over past 30 days

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SEC enforcements decreased 119% over the past 30 days

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SEC issued enforcements: $59,971,440.07 over the past 30 days

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59 Final Rules go into effect in the next 30 days

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28 Mortgage Lending docs published in the last 7 days

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210 docs with 2467 extracted obligations from the last 7 days

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75 new Proposed and Final Rules were published in the past 7 days

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1926 new docs in pro.compliance.ai within the last 7 days

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Introducing new content from WesPay

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december, 2020

03dec1:30 pm2:30 pmThe 4 Regulatory S's - SEC, Spoofing, Supervision and Settlement

Time

(Thursday) 1:30 pm - 2:30 pm

Location

Compliance.ai Webinar December 3

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