213 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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CME issued enforcements: $1,241,754.92 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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41 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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74 new Proposed and Final Rules were published in the past 7 days

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5524 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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october, 2021

07octalldayRegTech Summit

Event Details

The RegTech Summit will come back this year in a hybrid format to connect the leaders of the industry in a face-to-face format! With a sophisticated virtual platform and state-of the-art venue in central London, the event will once again bring together the global RegTech community both online and in person.

Time

All Day (Thursday) GMT

Location

America Square Conference Centre

Organizer

A-Team Insight

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