232 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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37 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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1415 new Proposed and Final Rules were published in the past 7 days

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8611 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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october, 2022

04octalldayRegTech Summit

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Event Details

Now in its 7th year, the RegTech Summit in London will bring together the RegTech ecosystem to explore how the European capital markets financial industry can leverage technology to drive innovation, cut costs and support regulatory change.

With more opportunities than ever before for RegTech to add value, now is the time to invest for the future. Join us to hear from leading RegTech practitioners and innovators who will share insights into how they are tackling the challenges of adopting and implementing RegTech and how to advance your RegTech strategy.

We are pleased to announce that our popular RegTech Summit London is being planned as an in-person live event in October 2022.

We are currently developing the agenda and securing an exceptional line up of guest speakers. Register your interest now and we will send you regular updates as the agenda begins to take shape and our speakers come onboard.

Topics will include:

  • Managing regulatory change
  • Regulatory reporting
  • KYC and onboarding
  • AML and financial crime compliance
  • Trade and communications surveillance
  • Conduct and culture
  • Addressing legacy technology challenges and working in the cloud

Time

All Day (Tuesday) GMT

Location

America Square Conference Centre

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