237 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 70% over the past 30 days

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SEC issued enforcements: $289,563,885 over the past 30 days

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161 Final Rules go into effect in the next 30 days

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35 Mortgage Lending docs published in the last 7 days

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1460 docs with 2637 extracted obligations from the last 7 days

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1415 new Proposed and Final Rules were published in the past 7 days

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8378 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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october, 2022

17octallday19NSCP National Conference

Event Details

The only conference that’s “For Compliance, By Compliance.” Connect with other compliance professionals receive practical solutions to empower yourself and your compliance program.

Time

october 17 (Monday) - 19 (Wednesday) EST

Location

Washington, DC

Organizer

NSCP

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