193 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements decreased 14% over the past 30 days

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SEC issued enforcements: $225,742,880.78 over the past 30 days

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117 Final Rules go into effect in the next 30 days

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91 Mortgage Lending docs published in the last 7 days

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1836 docs with 3519 extracted obligations from the last 7 days

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99 new Proposed and Final Rules were published in the past 7 days

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4940 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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october, 2020

19octallday212020 NSCP National ConferenceThe annual conference of the National Society of Compliance Professionals. The only conference that's "For Compliance, By Compliance" Connect and focus on the practical solutions to empower yourself and your compliance program.

Time

october 19 (Monday) - 21 (Wednesday)

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