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Free eBook:Enforcement Actions

In FY 2022, the SEC brought 443 enforcement actions, resulting in over $4.8 billion in penalties and disgorgement. This represents a significant increase in the volume of EAs from the previous year, when the agency brought 405 actions and secured $4.68 billion in penalties and disgorgement.

Find out more about the latest enforcement and regulations across agencies including hot updates from FINRA, FTC and of course our favorite the SEC. Download what you need to know to navigate 2023 and beyond. FREE to download now!

In this eBook, we uncover and investigate the latest enforcement actions, trends, and what we learned, including:

  • Overview on enforcement priorities including financial reporting fraud, insider trading, cybersecurity, and market manipulation.
  • Changes in foreign policy and guidelines as it deals with enforcements.
  • The latest with the FTC, FINRA, SEC, and other agencies.
  • And More!

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