193 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 14% over the past 30 days


SEC issued enforcements: $225,742,880.78 over the past 30 days


117 Final Rules go into effect in the next 30 days


70 Mortgage Lending docs published in the last 7 days


1836 docs with 3519 extracted obligations from the last 7 days


117 new Proposed and Final Rules were published in the past 7 days


5599 new docs in pro.compliance.ai within the last 7 days


Considering RCM Solutions?  Here’s an RFP to get started.


Compliance.ai is excited to announce an outstanding lineup of industry experts as speakers for the Expert-In-The-Loop Forum by Compliance.ai. Join us to learn more about the regulatory outlook for the BFSI industry and how RegTech can help your firm achieve compliance more easily.

Featured Speakers

Jo Ann Barefoot

CEO & Founder, Alliance for Innovative Regulation

KEYNOTE: How Technology will Transform Regulatory Oversight and Collaboration

Phil Goldfeder

Founder & Board Member, American Fintech Council
Senior Vice President, Public Affairs, Cross River

KEYNOTE: Navigating the Fintech Ecosystem: Policy and Regulatory Updates and Trends

Jeffrey Smith

Founder, Lawvisory
Member, Financial Crisis Inquiry Commission in 2010

Carla Carriveau

General Counsel, Forge

Brian Castro

Senior Counsel, House Financial Services Committee

Michael Delune

General Counsel, Manufacturers Bank

Marsha Ershagi Hames

Board Advisor, University of Southern California

Drake Ross

US Treasury (Ret), OCC

Jeffrey Abramczyk

Managing Director, Exemplar Companies PBC

Ileana Falticeni

General Counsel at Quantcast

Dr. Sian Lewin

Co-Founder & Head of Client Delivery at RegTech Associates, Founder of RegTech Women

Jerry Markham

Chairman, Markham Consulting

Kelvin Dickenson

Senior Vice President of Product, Risk & Compliance at SAI Global Risk

Martin Mitchell

Managing Director at ProBank Austin

Hugh Cadden

Consultant, Onpoint Analytics

Nirvana Farhadi

Regtech, Risk, Regulatory Compliance, Hitachi Vantara

Matt Stein

VP Business Development, Jupiter Intelligence

Tom Ladt

Investor, Advisor, Board Member

Tim Carbery

Managing Partner, CastleHill Managed Risk Solutions

Jason Boud

Co-Founder & CEO, RegTech Associates

Jeroen Plink

CEO, Clifford Chance Applied Solutions

Robert Berger

VP of Sales, 360factors

Mark Giblin

Compliance Analyst, Fulton Financial

Kayvan Alikhani

Co-Founder & CEO, Compliance.ai

Holly Roland

VP of Marketing, Compliance.ai

Maria Devassy

EVP Customer & Partner Success, Compliance.ai

Sebastian Bravo

Head of Content & Product Counsel, Compliance.ai

Ruth McKenzie

Senior Product Manager, Compliance.ai

Gagan Gill

Product Manager, Compliance.ai

Christian Thaure

Manager of Customer Success and Support, Compliance.ai

Get Ticket

Get Involved

If you’re interested in joining us as a speaker, partner or sponsor email our event manager Megan Alba, megan.alba@compliance.ai