193 Enforcement Actions in the U.S. over past 30 days


FINRA enforcements decreased 14% over the past 30 days


SEC issued enforcements: $225,742,880.78 over the past 30 days


117 Final Rules go into effect in the next 30 days


91 Mortgage Lending docs published in the last 7 days


1836 docs with 3519 extracted obligations from the last 7 days


99 new Proposed and Final Rules were published in the past 7 days


4940 new docs in pro.compliance.ai within the last 7 days


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Notice | Published 05/01/2018
This notice sets forth the schedule and proposed agenda of a forthcoming meeting of the ACVETEO. The ACVETEO will discuss the DOL core programs and services that assist veterans seeking employment and raise employer awareness as to the advantages of… Read More


Notice | Published 05/03/2018 | Comments Close 07/02/2018
This Notice announces that the Rural Housing Service (Agency) is accepting Fiscal Year (FY) 2018 applications for the Community Facilities Technical Assistance and Training (TAT) Grant program. The Agency is publishing the amount of funding received… Read More


Enforcement | Published 04/25/2018
4/26/2018 The Fed – Enforcement Actions Search Enforcement Actions Search Enforcement Actions To find enforcement actions against an entity supervised by the Federal Reserve, enter the NAME of the party subject to action in the search form below… Read More


News | Published 05/02/2018
Summary The Office of the Comptroller of the Currency has adopted a final rule to increase the appraisal threshold for commercial real estate (CRE) transactions from $250,000 to $500,000. This threshold increase means that transactions at or below… Read More
News | Published 04/30/2018
5/4/2018 Find out How We’ve Simplified Your Loan Advisor Suite Experience Find out How We’ve Simplified Your Loan Advisor Suite Experience April 30, 2018, Back to News Center We’ve made improvements to Loan Advisor Suite®, so now you can… Read More
Notice | Published 04/30/2018 | Comments Close 05/30/2018
In compliance with the Paperwork Reduction Act of 1995 (PRA), this notice announces that the Information Collection Request (ICR) abstracted below has been forwarded to the Office of Management and Budget (OMB) for review and comment… Read More
News | Published 05/04/2018
The Federal Deposit Insurance Corporation (FDIC) today issued its list of state nonmember banks recently evaluated for compliance with the Community Reinvestment Act (CRA)… Read More
Final Rule | Published 05/03/2018
On November 18, 2015, the Departments of Labor, Health, and Human Services, and the Treasury (the Departments) published a final rule in the Federal Register titled “Final Rules for Grandfathered Plans, Preexisting Condition Exclusions, Lifetime and… Read More


Enforcement | Published 04/30/2018
4/30/2018 Christopher R. Esposito, et al. (Release No. LR-24123; Apr. 30, 2018) Search SEC Documents Go Company Filings | More Search Options ABOUT DIVISIONS & OFFICES ENFORCEMENT REGULATION EDUCATION FILINGS NEWS ENFORCEMENT Accounting… Read More
Notice | Published 05/04/2018
The Department of the Treasury’s Office of Foreign Assets Control (OFAC) is publishing the name of one individual that has been placed on OFAC’s Specially Designated Nationals and Blocked Persons List based on OFAC’s determination that one or more ap… Read More
Final Rule | Published 05/02/2018 | Effective 06/01/2018
The Bureau of Consumer Financial Protection (Bureau) is amending Federal mortgage disclosure requirements under the Real Estate Settlement Procedures Act (RESPA) and the Truth in Lending Act (TILA) that are implemented in Regulation Z. The amendments… Read More


Enforcement | Published 04/30/2018
In the Matter of BLU Products, Inc., a corporation; and Samuel Ohev-Zion, individually and as owner and President of BLU Products, Inc… Read More
Enforcement | Published 05/04/2018
FINANCIAL INDUSTRY REGULATORY AUTHORITY LETTER OF ACCEPTANCE, WAIVER, AND CONSENT NO. 2016051931501 TO: Department of Enforcement Financial Industry Regulatory Authority (“FINRA”) RE: Michael T. Swingle, Respondent Former Registered Representative CRD… Read More


Presidential Document | Published 05/03/2018
[Federal Register Volume 83, Number 86 (Thursday, May 3, 2018)][Presidential Documents][Pages 19599-19600]From the Federal Register Online via the Government Publishing Office… Read More
Agency Update | Published 04/24/2018
“Regulatory reform is a key component of the President’s plan to make American businesses more competitive and create opportunities for hardworking Americans,” said U.S. Treasury Secretary Steven T. Mnuchin… Read More
Proposed Rule | Published 05/02/2018
[Federal Register Volume 83, Number 85 (Wednesday, May 2, 2018)][Notices][Pages 19376-19381]From the Federal Register Online via the Government Publishing Office… Read More
Notice | Published 05/02/2018 | Comments Close 07/02/2018
FinCEN, a bureau of the U.S. Department of the Treasury (“Treasury”), invites all interested parties to comment on the Bank Secrecy Act (“BSA”) regulations implemented pursuant to section 104(e) of the Comprehensive Iran Sanctions, Accountability… Read More
News | Published 05/01/2018
The following updates were made in April: Native American tribes and their sovereign instrumentalities can provide Community Seconds loans, and lenders can exercise property inspection waivers on properties in a disaster area when Fannie Mae has… Read More
News | Published 05/01/2018
For immediate release, May 1, 2018, Face Re-Appointed to FFIEC State Liaison Committee The Federal Financial Institutions Examination Council (FFIEC) today announced the reappointment of Edward “Joe” Face to the FFIEC’s State Liaison Committee (SLC)… Read More


Notice | Published 04/30/2018
[Federal Register Volume 83, Number 83 (Monday, April 30, 2018)][Notices][Pages 18874-18875]From the Federal Register Online via the Government Publishing Office… Read More


Agency Update | Published 05/04/2018
FHA INFO #18-19 May 4, 2018, TO: All FHA-Approved Mortgagees and Servicers; All Other Interested Stakeholders TRAINING AND EVENTS Webinar Title: NEW Webinar I: Overview – HUD Early Delinquency Activities and Loss Mitigation… Read More