181 Enforcement Actions in the U.S. over past 30 days

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FINRA enforcements Increased 59% over the past 30 days

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SEC issued enforcements: $65,449,488.80 over the past 30 days

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128 Final Rules go into effect in the next 30 days

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21 Mortgage Lending docs published in the last 7 days

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7596 docs with 9937 extracted obligations from the last 7 days

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90 new Proposed and Final Rules were published in the past 7 days

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6040 new docs in pro.compliance.ai within the last 7 days

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Considering RCM Solutions?  Here’s an RFP to get started.

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John McCarthy

John McCarthy has been directly involved in national security, law enforcement, and compliance fields for more than two decades. John is currently SVP, BSA/OFAC Officer at Bank of Hope. Prior to his current position, he was SVP and Deputy BSA Officer, Operations at Bank of the West, Chief Compliance Officer at Airbnb Payments and launched the company’s compliance programs across the enterprise.

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